Compliance

Whether it’s your AFSL, ACL or AML obligations, Scope Legal can help with efficient and practical compliance solutions to give you comfort that you are managing the day to day risks facing your business.
We can help you with the policies and procedures you need to effectively manage those risks, so that you can focus on looking after your clients’ needs.

We will help you design and deliver solutions focused on creating adviser efficiency, optimising performance AND protecting the value of your business.
We can provide:
- Compliance procedures and policy documents
- Director and RM training and presentations
- Corporate Governance
- Independent and external legal / compliance counsel
Contact the team at Scope Legal today.